This 60-minute webinar will summarize the importance of performing BSA/AML/OFAC risk assessments properly. It will discuss the various components needed in order to implement an effective risk assessment, as well as, what is needed to maintain an appropriate risk assessment on-going of BSA/AML/OFAC. It will provide insight to what regulators and examiners expect from financial institutions in their BSA/AML/OFAC Risk assessments. 

Learning Objectives

  • BSA/AML/OFAC Risk Assessment Expectations
  • Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC
  • Areas to be covered by the risk assessment
  • Risk rating guidelines and suggestions
  • Monitoring of risk ratings

Why should you attend?

  • Conduct an effective  BSA/AML Risk Assessment for your financial institution
  • Implement effective BSA/AML risk assessments
  • Implement best-practice risk assessment strategies 
  • Advise management on continuous monitoring of BSA/AML risk
  • Advise management of how the BSA/AML risk assessment plays a critical role in the Enterprise Risk Model
  • Recommend BSA/AML risk assessment approaches and oversight

Who Will Benefit

  •  BSA / AML Officers
  •  Internal Auditors
  •  Staff with Roles and Responsibilities in BSA/AMLMoney
  •  Service Business BSA/AML Officers
  •  Corporate Auditors
  •  Risk Managers
  •  Legal Department Personnel
  •  Regulators
  •  Compliance Officers


On Demand

Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, int Know More

Dr. Gina J. Lowdermilk